Head of Internal Control and Compliance
Job Description
Title: Head of Internal Control and Compliance
Company Name: CVC Finance Limited
Vacancy: Not specific
Job Location: Anywhere in Bangladesh
Employment Status: Full-time
Educational Requirements:
∎ Masters/MBA in Finance or relevant subjects from a reputed university.
∎ Partly qualified / CA professionals will get preference.
Experience Requirements:
∎ 5 to 7 year(s)
Job Context:
∎ Reports to: Board Audit Committee & Managing Director
∎ Department: Internal Control and Compliance
∎ Head of Internal Control & Compliance oversees the organization`s internal control function. Acts as a change agent within the organization by facilitating the Enterprise Risk Management process of the organization and driving the internal audit activities. Direct and coordinate staff in a broad range of audit and consulting functions that support the needs of the organization. Reviews the accounting, financial, operational and regulatory areas of the organization and evaluates the overall effectiveness of practices and controls. Develops, implements, and monitors department`s goals, policies, programs, and practices.
Job Responsibilities:
∎ Lead the ICC team to ensure audit is conducted in a timely, efficient manner in accordance with the Audit Calendar.
∎ Prepare audit report in a precise and concise manner and to highlight significant / major issues of concerns / process improvement opportunities and recommendations that result in beneficial change.
∎ Recommend audit subjects for annual business plan based on risk and controls assessment performed and strategic information gathered during the execution of audit engagements & discussion with management /Audit Committee/directors.
∎ Perform special investigation /assignment as suggested by senior management/directors or based on assessment by internal audit department.
∎ Regular follow up of audit findings and recommendations for mitigation
∎ Train and develop skills of team members for their career development
∎ Conceive and promote company mission-vision oriented advance preparation to face negotiate any hurdles of future Monthly performance status report preparation and submission to the Management.
∎ Oversight and management of the Company's Internal Audit activities.
∎ Facilitates Enterprise Risk Management and Measurement Process by working with management to ensure key business risks have been identified, internal controls exist to mitigate risks, and; risk indicators are developed and monitored regularly.
∎ Design, develop, and implement internal auditing policy and procedures within the organization;
∎ Direct the development of the risk based audit plan and manages all aspects of the audit process. Ensure the adequacy of the scope of each audit.
∎ Review certain work papers to ensure control objectives have been properly identified, risks accurately identified, controls defined, effective audit steps performed and documented and also verifies that a thorough control assessment is made.
∎ Ensure the factual accuracy of all reportable issues, with adequate support to justify
∎ Ensure report clearly, accurately and objectively presents audit findings and recommendations in the appropriate context to auditees, audit management, senior management and the audit committee.
∎ Drive financial, operational and regulatory risk mitigation activities.
∎ Lead audit related due diligence activities on any potential mergers or acquisitions.
∎ Develop, sustain and enhance relationships with the management team to act as a consultant for the improvement of processes and internal controls
∎ Manage the department to liaise with the external auditors to facilitate effective and efficient external audits of the financial statements and internal controls over financial reporting.
Additional Requirements:
∎ At least 5 to 7 years of audit experience. This includes financial accounting and auditing experience and/or corporate Internal Audit experience working in the Banking or NBFI industry in a senior / lead role is preferable.
∎ Must be self-driven and able to work independently and as well as in a team
∎ The applicants should have experience in the following area(s): Internal Control, Audit, Compliance
∎ Proficient in all Microsoft Office package.
∎ Excellent written and verbal communication skills • Proficient in all Microsoft Office applications and enterprise accounting systems;
∎ CBS, Software knowledge experience preferred.
∎ Ability to lead mid-size Internal control team of a Bank/NBFI
∎ Provide strong compliance framework across the company
∎ Exposure to Regulatory authorities/Bangladesh Bank/Audit Firm is imperative
∎ Excellent interpersonal and analytical skills
∎ Good communication skills
∎ Strong leadership and team building skills
Salary:
∎ Competitive salary will be provided to the deserving candidate
Compensation & Other Benefits:
∎ As per company policy
Application Deadline: June 22, 2020
Company Information:
∎ CVC Finance Limited
∎ Business : CVC Finance Limited or CVCFL, is a relatively new but professional Financial Institution promoting access to Finance, Sustainable green growth, Entrepreneurship through technology led innovations.
Category: Bank/Non-Bank Fin. Institution
Source: bdjobs.com
Deadline Expired on 22nd Jun 2020
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