Securities Compliance Officer
Job Description
Title: Securities Compliance Officer
Company Name: JSK Group
Vacancy: --
Age: At least 22 years
Job Location: Dhaka
Salary: Negotiable
Experience:
- 2 to 4 years
- The applicants should have experience in the following business area(s): Share Brokerage/ Securities House
Published: 2025-10-29
Application Deadline: 2025-11-28
Education:
- Bachelor of Business Administration (BBA) in Finance & Banking
Accounting, Business Administration, Law, or Economics from a reputed university.
Professional qualification such as CA (CC), CMA, CFA (Partly Qualified), or LLB will be an added advantage.
Certification in AML/CFT or Compliance Training preferred.
Requirements:
- 2 to 4 years
- The applicants should have experience in the following business area(s): Share Brokerage/ Securities House
Skills Required: Production Complinace
Additional Requirements:
- Age At least 22 years
- Only Male
Excellent analytical and reporting skills.
In-depth knowledge of BO account operations, margin trading, and capital market systems.
High integrity, ethical judgment, and attention to detail.
Proficiency in MS Excel, MS Word, and compliance software/tools.
Strong written and verbal communication skills in both English and Bangla.
Responsibilities & Context:
Job Context
Benemoy Securities Limited, a reputed and fully licensed brokerage house operating under the supervision of the Bangladesh Securities and Exchange Commission (BSEC), is seeking a qualified and detail-oriented Securities Compliance Officer. The selected candidate will ensure that all company activities strictly comply with BSEC, DSE, CSE, and CDBL rules and regulations, while maintaining the highest standards of transparency, ethics, and corporate governance.
Job Responsibilities
Ensure full compliance with BSEC, DSE, CSE, and CDBL regulations, circulars, and guidelines.
Review and monitor all operational, trading, and back-office activities to identify potential compliance risks.
Prepare and submit statutory reports (monthly, quarterly, and annual) to regulatory authorities accurately and on time.
Maintain communication and liaison with BSEC, DSE, CSE, and CDBL regarding regulatory issues, inspections, and correspondence.
Conduct internal audits and compliance checks across departments (Trading, Accounts, Credit, and Settlement).
Verify client documentation, BO accounts, and KYC/AML compliance as per Bangladesh Financial Intelligence Unit (BFIU) guidelines.
Monitor trading activities to detect irregular transactions, insider trading, or violations of market conduct.
Develop and implement internal compliance policies and operational guidelines.
Conduct staff awareness sessions on compliance, anti-money laundering (AML), and prevention of financial irregularities.
Maintain accurate records and prepare compliance dashboards for management and board meetings.
Advise management on updates or changes in capital market regulations and ensure prompt adaptation.
Job Other Benifits:
As per company policy.
Employment Status: Full Time
Job Work Place: Work at office
Company Information:
Gender: Only Male can apply
Read Before Apply: Please apply only who are fulfilling all the requirements of this job
Category: Bank/ Non-Bank Fin. Institution
Interested By University
| University | Percentage (%) |
|---|---|
| National University | 19.95% |
| Jagannath University | 4.20% |
| University of Chittagong | 2.89% |
| University of Dhaka | 2.89% |
| Bangladesh University of Business and Technology | 1.84% |
| Southeast University | 1.31% |
| Dhaka College | 1.31% |
| University of Rajshahi | 1.31% |
| Stamford University Bangladesh | 1.31% |
| Islamic University | 1.05% |
Interested By Age Range
| Age Range | Percentage (%) |
|---|---|
| 20-30 | 49.08% |
| 31-35 | 39.37% |
| 36-40 | 7.61% |
| 40+ | 3.94% |
Interested By Salary Range
| Salary Range | Percentage (%) |
|---|---|
| 0-20K | 4.72% |
| 20K-30K | 40.68% |
| 30K-40K | 30.45% |
| 40K-50K | 12.34% |
| 50K+ | 11.81% |
Interested By Experience Range
| Experience Range | Percentage (%) |
|---|---|
| 0 years (Freshers) | 0.52% |
| 0.1 - 1 years | 3.15% |
| 1.1 - 3 years | 33.07% |
| 3.1 - 5 years | 25.46% |
| 5+ years | 37.80% |
