Compliance Officer

Job Description

Title: Compliance Officer

Company Name: EBL Securities PLC

Vacancy: --

Age: At least 23 years

Job Location: Dhaka

Salary: --

Experience:

• 1 to 5 years
• The applicants should have experience in the following business area(s): Share Brokerage/ Securities House

Bachelors or Master’s degree from a recognized institution (Bangladesh or abroad)

• 1 to 5 years
• The applicants should have experience in the following business area(s): Share Brokerage/ Securities House

• Age At least 23 years

• Exprience: 1–5 years of proven experience in capital markets, freshers are also encouraged to apply.

• Skills: Sound knowledge of capital market regulations, AML/CFT, KYC, and regulatory compliance requirements. Strong analytical, communication, and report-writing skills with high integrity, attention to detail, and proficiency in Microsoft Office applications.

• Professional Qualification: Candidates with capital market certifications or relevant training will have an added advantage

• Other Skills: Excellent interpersonal & communication skills (both oral and written) and professional competency on MS Office applications

• Attributes: Enthusiastic, committed, results-driven and able to thrive in a performance-oriented environment

Job Position: Compliance Officer (Officer -Senior Officer)

Compliance Department

EBL Securities PLC - a wholly owned Subsidiary of Eastern Bank PLC and one of the leading Stock brokerage firms in Bangladesh, is committed to maintaining the highest standards of regulatory compliance, corporate governance, and ethical business practices. To strengthen our Compliance Department, we are seeking a dynamic, competent, and integrity-driven professional to join our team as a Compliance Officer. The ideal candidate will play a vital role in ensuring compliance with applicable regulatory requirements and internal policies while supporting the Company's commitment to operational excellence and effective risk management.

Key Responsibilities

• Ensure compliance with applicable laws, regulations, and guidelines issued by BSEC, DSE, CSE, CDBL, BFIU, and other authorities.

• Monitor trading and operational activities for regulatory and internal policy compliance.

• Prepare compliance reports, dashboards, and regulatory submissions.

• Ensure KYC, CDD, AML/CFT compliance and proper client documentation.

• Monitor margin operations, client exposure, collateral, and regulatory limits.

• Review market activities across Cash, Margin, SME, Spot, Block Market, and other segments.

• Coordinate audits, inspections, inquiries, and corrective actions.

• Strengthen internal controls, risk management, and compliance practices.

• Update policies, provide compliance guidance, and conduct employee awareness training.

• Perform any other compliance-related duties and responsibilities as assigned by Management.

• Competitive pay package aligned with industry standards.

• Benefits commensurate with company structure and individual performance.

• Designation and corresponding benefits aligned with candidate's experience and company policy.

• Festival Bonus & Performance Incentives.

• Medical Benefits (Hospitalization & Maternity).

• Provident Fund & Gratuity Fund.

• Group Insurance Benefits.

• Employee Loan Facilities.

• Leave Encashment & Retirement Benefits