Head of Compliance (C.C.)
Job Description
Title: Head of Compliance (C.C.)
Company Name: EBL Asset Management Limited
Vacancy: 01
Location: Dhaka
Salary: Negotiable
Experience:
∎ 2 to 3 years
Published: 24 Jan 2024
Requirements:
Additional Requirements:
∎ Business graduate from any reputed University.
∎ Minimum 2-3 years’ experience in compliance department from any reputed Merchant Bank, Stock Brokerage House, or Asset Management Company. Partly qualified students of ICSB, ICAB, or ICMAB will have preference.
Responsibilities & Context:
∎ EBL ASSET MANAGEMENT LIMITED (EBLAML) is a fully owned Subsidiary Company of Eastern Bank Limited. It has obtained license from Bangladesh Security & Exchange Commission (BSEC) for Asset & Investment Management Services. Our vision is to be the leading Asset Management Company in the country in terms of the fund’s performance, assets under management as well as setting example of high standard in compliance and integrity. We provide Fund Management Services for institutions, pension funds, and others according to their investment needs.
∎ EBL ASSET MANAGEMENT LIMITED (EBLAML) gives an opportunity to work in a collegiate, supportive, and inclusive environment by inviting application from qualified professionals to develop career for the following positions:
∎ Ensure compliance with all applicable rules and regulations namely but not limited to BSEC, RJSC, NBR, Trust Deed, Investment Management Agreement, Stock Exchanges, etc.
∎ Ensuring all periodical and annual reporting to the regulators.
∎ Fulfilling requirements and completing documentations related to funds, fundraising, subscriptions, capital calls, transfers, distributions, and redemptions-both investment manager and investor-related.
∎ Responsibility for checking all accounts bills, and vouchers and signing the documents as required to ensure proper procedure of the documents have been followed.
∎ Settle any types of compliance issues related to the company and funds.
∎ Arranging Trustee Committee meetings and other meetings promptly when necessary.
∎ Submitting all necessary documents to BSEC/RJSC/NBR/CDBL/Trustee/Custodian and other authorities in a timely and prescribed manner.
∎ Maintaining liaison with Bangladesh Securities and Exchange Commission (BSEC), Banks and other Financial Institutions, Bangladesh Bank, NBR, RJSC, and other external stakeholders regarding financial issues, various approvals, and statutory compliance and reporting.
∎ Deal with the auditors, bankers, external advisers, investors and other representative bodies, trade associations, Government departments, and other regulatory authorities.
∎ Maintaining liaison with parent company regarding setting board meetings, annual general meetings, extraordinary general meetings, and others on a time-to-time basis.
∎ Preparing Notices, memos, Minutes of Board Meetings, Annual General Meetings, etc.
∎ Responsible for the company’s other operations as defined by the management of the company from time to time.
Employment Status: Full Time
Job Location: Dhaka
Company Information:
∎ EBL Asset Management Limited
∎ Bangladesh Shipping Corporation Tower (4th Floor), 2-3 Rajuk Avenue, Motijheel C/A, Dhaka-1000
Address::
∎ Bangladesh Shipping Corporation Tower (4th Floor), 2-3 Rajuk Avenue, Motijheel C/A, Dhaka-1000
Read Before Apply: Please apply only who are fulfilling all the requirements of this job
Application Deadline: 23 Feb 2024
Category: HR/Org. Development
Source: bdjobs.com
Deadline Expired on 23rd Feb 2024
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