Securities Compliance Officer
Job Description
Title: Securities Compliance Officer
Company Name: Benemoy Securities Limited
Vacancy: --
Location: Dhaka
Experience:
∎ At least 2 years
∎ The applicants should have experience in the following business area(s):Share Brokerage/ Securities House
Published: 24 Jun 2025
Education:
∎ Bachelor of Law (LLB)
Requirements:
Responsibilities & Context:
∎ Monitor securities trading activities for compliance with regulations
∎ Develop and implement compliance policies and procedures
∎ Conduct internal audits and risk assessments
∎ Advise departments on regulatory requirements
∎ Prepare and submit regulatory filings
∎ Investigate potential compliance violations
∎ Maintain up-to-date knowledge of securities laws
∎ Train staff on compliance protocols
∎ Collaborate with legal and audit teams
∎ Respond to inquiries from regulatory agencies
∎ We are looking for a Securities Compliance Officer to join Benemoy Securities Limited team. This role is critical in ensuring that our organization adheres to all applicable securities laws, regulations, and internal policies. The ideal candidate will have a strong understanding of financial markets, regulatory frameworks, and risk management practices. As a Securities Compliance Officer, you will be responsible for monitoring trading activities, reviewing internal controls, and advising on compliance matters related to securities transactions. You will work closely with legal, audit, and trading departments to ensure that all operations are conducted within the bounds of regulatory requirements. Your role will also involve staying up to date with changes in securities laws and implementing necessary updates to compliance programs. You will conduct internal investigations, prepare compliance reports, and assist in regulatory filings. The position requires excellent analytical skills, attention to detail, and the ability to communicate complex regulatory information clearly and effectively. Experience with Bangladesh Securities & Exchange Commission (BSEC), DSE, CSE, RJSC, CDBL and other regulatory bodies are highly desirable. This is a great opportunity for compliance professional that is passionate about maintaining the integrity of financial markets and ensuring ethical conduct within a dynamic organization. If you are proactive, detail-oriented, and have a strong background in securities compliance, we encourage you to apply.
∎
∎ Responsibilities:-
∎ Monitor securities trading activities for compliance with regulations
∎ Develop and implement compliance policies and procedures
∎ Conduct internal audits and risk assessments
∎ Advise departments on regulatory requirements
∎ Prepare and submit regulatory filings
∎ Investigate potential compliance violations
∎ Maintain up-to-date knowledge of securities laws
∎ Train staff on compliance protocols
∎ Collaborate with legal and audit teams
∎ Respond to inquiries from regulatory agencies
Skills & Expertise:
Workplace:
∎ Work at office
Employment Status: Full Time
Gender:
∎ Only Male
Job Location: Dhaka
Company Information:
∎ Benemoy Securities Limited
∎ Monihar Classic (6th Floor), 56 Shantinagar, Bhashani Goli (Opposite of Naya Paltan BNP office & Near of VIP Tower), Dhaka - 1217.
∎ https://benemoysecurities.com/
Address::
∎ Monihar Classic (6th Floor), 56 Shantinagar, Bhashani Goli (Opposite of Naya Paltan BNP office & Near of VIP Tower), Dhaka - 1217.
∎ https://benemoysecurities.com/
Read Before Apply: Please apply only who are fulfilling all the requirements of this job
Application Deadline: 24 Jul 2025
Category: Bank/Non-Bank Fin. Institution
