Sr. Officer/ Principal Officer (Compliance)

Job Description

Title: Sr. Officer/ Principal Officer (Compliance)

Company Name: Grameen Capital Management Ltd.

Vacancy: 1

Age: Na

Job Location: Dhaka

Salary: Negotiable

Experience:

• At least 3 years
• The applicants should have experience in the following business area(s): Audit Firms /Tax Consultant

• BBA/MBA in Finance or Accounting with CA (cc) / CMA Partly Qualified/ACCA/CS.

• At least 3 years
• The applicants should have experience in the following business area(s): Audit Firms /Tax Consultant

• Strong communication and problem solving skills.

• Advance knowledge in MS Excel.

We are one of the leading Merchant Banks of the country operating in the capital market since 1998.

Job Context

We are looking for a Sr. Officer/ Principal Officer (Compliance).

Responsibilities:

• Ensures all activities adhere to relevant laws, regulations and internal policies.

• Conducting risk assessments, implementing compliance procedures.

• Monitoring transactions and reporting any non-compliance issues to senior management

• Developing, implementing, and enforcing compliance policies and procedures.

• Conducting regular compliance reviews and audits to assess adherence to regulations.

• Monitoring transactions and activities to identify and mitigate potential risks.

• Providing guidance and training to staff on compliance matters.

• Investigating and resolving compliance issues and reporting violations as necessary.

• Liaising with regulatory agencies and participating in regulatory examinations.

• Collaborating with other departments to develop and implement controls to manage risks.

• Maintaining accurate records and documentation related to compliance activities.

• Other benefits as per company policy.