Chief Regulatory Officer (CRO)

Job Description

Title: Chief Regulatory Officer (CRO)

Company Name: Dhaka Stock Exchange Limited

Vacancy: Not specific

Job Location: Dhaka

Employment Status: Full-time

Educational Requirements:
∎ The Chief Regulatory Officer must have in-depth knowledge and experience of Capital Market operations and at least any of the following educational qualification and professional experience:
∎ (a) At least Bachelor in business, economics or law including not less than 10 (ten) years management experience;
∎ (b) Professional designation like CFA, CA, CMA, CS, CPA etc, including not less than 10 (ten) years professional experience.

Experience Requirements:
∎ At least 10 year(s)

Job Responsibilities:
∎ CRO shall be the head of the Regulatory Affairs Division (RAD) and shall oversee the efficient functioning of the division in accordance with the terms of reference approved by the Board;
∎ CRO shall report directly to the Regulatory Affairs Committee (RAC) of the Board but will also have an administrative reporting to the MD/CEO;
∎ CRO must not be a connected person with the MD/CEO, TREC holders and the strategic investor(s), or any financial institution holding more than 5% of the shares of the DSE;
∎ CRO and his/her family member(s) shall not be engaged in any investment activity with reference to the shares of the Exchange or any listed company;
∎ CRO shall liaise between the Exchange and BSEC on regulatory affairs;
∎ CRO shall be responsible for securing surveillance of market activities and information technology relating to surveillance;
∎ CRO shall be the representative of the Exchange in respect of all external investigations, law enforcement, prosecution agencies and courts of law and related matters;

Salary:
∎ Attractive compensation package will be offered to the really deserving candidate.

Job Source: Bdjobs.com Online Job Posting.

Application Deadline: 5 Jan 2022

Company Information:
∎ 16 Dec 2021
∎ Dhaka Stock Exchange Limited
∎ Business : Regulatory Role of Capital Market

Category: Bank/Non-Bank Fin. Institution