Job Description

Title: Executive-Compliance

Company Name: Hajji Ahmed Brothers Secruity Limited (HABSL)

Vacancy: 1

Age: at least 23 years

Location: Dhaka (GULSHAN 1)

Salary: Tk. 25000 - 30000 (Monthly)

Experience:
∎ 1 to 2 years
∎ The applicants should have experience in the following business area(s):Investment/Merchant Banking, Share Brokerage/ Securities House, Financial Consultants

Published: 22 Apr 2024

Education:
∎ Bachelor/Honors

Requirements:

Additional Requirements:
∎ Age at least 23 years

Responsibilities & Context:
∎ Maintain regulatory affairs and correspondence with regulators and other govt. regulatory bodies like BSEC, CDBL, etc.
∎ Prepare all documents as a compliance officer in DSE & BSEC·
∎ Prepare, draft, and format any letter upon demand.·                Process AR & TC Certification for employees who have joined and are leaving·
∎ Monitor the daily attendance of the employees and record the leave management from the ERP·
∎ Submit weekly reports of the Mirpur & Motijheel Branch,i.e: (Cleaner Attendance, number of client visits)·                Documentation of compliance violations and follow-up.
∎ Minutes prepare for ManCom Meeting·
∎ Board meeting notice, extract, and resolution prepare·                Maintain documentation and filling as per system·                Monitor trader's performance and report to the management weekly/monthly and quarterly.
∎ Attend to client complaints and resolve issues promptly
∎ Key Responsibilities:-
∎ Maintain regulatory affairs and correspondence with regulators and other govt. regulatory bodies like BSEC, CDBL, etc.
∎ Prepare all documents as a compliance officer in DSE & BSEC·
∎ Prepare, draft, and format any letter upon demand.·                Process AR & TC Certification for employees who have joined and are leaving·
∎ Monitor the daily attendance of the employees and record the leave management from the ERP·
∎ Submit weekly reports of the Mirpur & Motijheel Branch,i.e: (Cleaner Attendance, number of client visits)·                Documentation of compliance violations and follow-up.
∎ Minutes prepare for ManCom Meeting·
∎ Board meeting notice, extract, and resolution prepare·                Maintain documentation and filling as per system·                Monitor trader's performance and report to the management weekly/monthly and quarterly.
∎ Attend to client complaints and resolve issues promptly

Skills & Expertise:

Compensation & Other Benefits:
∎ Mobile bill, Tour allowance, Weekly 2 holidays
∎ Salary Review: Yearly
∎ Lunch Facilities: Partially Subsidize
∎ Should know SEC, DSC, and CDBL laws and regulations·
∎ Should have Knowledge of the Share Market·
∎ MS-Office·
∎ Good Writing Skill in English·
∎ Excellent Communication Skills·
∎ Ability to multitask and ability to set the priority of work effectively.
∎ Ability to work under pressure.
∎ Should know SEC, DSC, and CDBL laws and regulations·
∎ Should have Knowledge of the Share Market·
∎ MS-Office·
∎ Good Writing Skill in English·
∎ Excellent Communication Skills·
∎ Ability to multitask and ability to set the priority of work effectively.
∎ Ability to work under pressure.

Workplace:
∎ Work at office

Employment Status: Full Time

Job Location: Dhaka (GULSHAN 1)

Company Information:
∎ Hajji Ahmed Brothers Secruity Limited (HABSL)

Read Before Apply: Please apply only who are fulfilling all the requirements of this job

Application Deadline: 6 May 2024

Category: Bank/Non-Bank Fin. Institution

Source: bdjobs.com

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