SEO/Assistant Manager, ICC (Internal Control and Compliance) Department

Job Description

Title: SEO/Assistant Manager, ICC (Internal Control and Compliance) Department

Company Name: Meridian Finance & Investment Limited

Vacancy: --

Age: At least 28 years

Job Location: Dhaka

Salary: --

Experience:

• At least 5 years
• The applicants should have experience in the following business area(s): Financial Consultants

• Master of Business Administration (MBA) in Finance, Accounting

• Minimum Master’s Degree in Finance or Accounting.
• The fully or partly qualified accountant like CA, CMA is desirable.

• At least 5 years
• The applicants should have experience in the following business area(s): Financial Consultants

• Age At least 28 years

• Minimum 5 years’ relevant experience in ICCD/Finance and Accounts Department in any Bank/FIs.
• Familiar with rules and regulations of Bangladesh Bank, BSEC, DSE, CSE, Financial Institutions Act and any other relevant laws.
• Excellent interpersonal & communication skill.
• Strong analytical & leadership skill.
• Smart & pro-active.
• Positive attitude towards others.

• Audit and inspection as per Annual Audit Plan.
• Ensure to comply with regulatory requirements.
• Set up Internal Control System and get approved from the Audit committee/Board.
• Risk assessment and monitor & control the risk.
• Reporting on audit and compliance.
• Formulate and implement internal control, compliance policies and process.
• Check all regulator reports whether in line with the guideline of the regulatory authorities.
• Monitor all regulatory reports are sent within due time.
• Manage Bangladesh Bank’s query when require.
• Monitor NBR Requirement where applicable.
• Branch operations report to Audit committee.
• Report on AML/CFT activities of Head Office & Branches.
• Review, evaluate and ensure adequate and effective internal control system and assist the Management in formulating pertinent policies and operational procedure of the organizations.
• Recommend security measures to prevent fraudulence and risk-reduction solution.
• Execute internal audits on regular basis as per plan, policy & strategy approved by the Audit Committee.
• Investigate and provide reports on frauds and forgeries of the organizations.
• Run ICC Division complying Core Risk Management guidelines as set by Bangladesh Bank.
• Monitor and constant follow-up compliance of internal and external audit findings.
• Conducts risk assessments and provide update on risk management status of the organizations to mitigate identified risks.
• Shall be responsible for the overall functions of ICC Division.
• Will lead & coordinate with all Bangladesh Bank Inspection/Audit, External Audit, Special Audit or any other inspection/audit.
• To comply any other duties assigned by the Management or the Board of Directors.