Compliance & Regulatory Manager
Job Description
Title: Compliance & Regulatory Manager
Company Name: TallyKhata
Vacancy: 1
Location: Dhaka (Banani)
Salary: Negotiable
Experience:
∎ At least 5 years
∎ The applicants should have experience in the following business area(s):Telecommunication, Software Company, IT Enabled Service, Financial Technology (Fintech) Startup
Published: 11 Jun 2024
Education:
∎ Bachelor's degree in Law, Business Administration, Compliance, or related field. Advanced degree preferred.
Requirements:
Additional Requirements:
∎ Preferably, a retired defense personnel or police member will be given an advantage.
∎ Proven experience (5 years) in compliance, regulatory affairs, or law enforcement.
∎ Strong knowledge of relevant laws, regulations, and industry standards.
∎ Excellent analytical, problem-solving, and decision-making skills.
∎ Effective communication and interpersonal abilities.
∎ Ability to work independently and collaboratively in a fast-paced environment.
∎ Certification in compliance or related fields (e.g., Certified Compliance & Ethics Professional) is a plus.
∎ The age should not be more than 50 years. In the case of defense and law enforcement, member age can be relaxed.
∎ Preferably, a retired defense personnel or police member will be given an advantage.
∎ Proven experience (5 years) in compliance, regulatory affairs, or law enforcement.
∎ Strong knowledge of relevant laws, regulations, and industry standards.
∎ Excellent analytical, problem-solving, and decision-making skills.
∎ Effective communication and interpersonal abilities.
∎ Ability to work independently and collaboratively in a fast-paced environment.
∎ Certification in compliance or related fields (e.g., Certified Compliance & Ethics Professional) is a plus.
∎ The age should not be more than 50 years. In the case of defense and law enforcement, member age can be relaxed.
Responsibilities & Context:
∎ Develop, enact, and interpret anti-money laundering (AML) and counter-financing of terrorism (CFT) policy guidelines for the bank.
∎ Regularly review and revise money laundering (ML) and terrorist financing (TF) risk assessments and AML policies.
∎ Alert senior management to any AML-related issues and enhance the bank's AML & CFT compliance standing.
∎ Oversee and manage PEP screenings, STR, CTR, SAR, KYC diligence, sanctions, and independent testing procedures as per regulatory directives.
∎ Conduct ongoing monitoring of transactions to identify and address irregular and suspicious activities promptly.
∎ Implement corrective actions swiftly to rectify internal or regulatory-identified deficiencies.
∎ Provide accurate and timely management, regulatory statements, and reports.
∎ Furnish the necessary information to regulatory bodies and internal management as requested.
∎ Organize and conduct AML training, workshops, and seminars to enhance awareness and capacity among staff and BAMLCOs.
∎ Continuously monitor BAMLCO activities and perform branch visits and inspections to ensure AML & CFT compliance.
∎ Maintain effective communication and collaboration with regulatory authorities.
∎ Manage and respond to suspicious transaction reports (STRs), cash transaction reports (CTRs), and regulatory inquiries promptly.
∎ Approve financial and non-financial system entries, such as deposit product setups and payment transfers.
∎ Act as the custodian of deposit account opening files within a centralized operational framework.
∎ Provide accurate and timely responses to goAML and other regulatory inquiries.
∎ Develop, enact, and interpret anti-money laundering (AML) and counter-financing of terrorism (CFT) policy guidelines for the bank.
∎ Regularly review and revise money laundering (ML) and terrorist financing (TF) risk assessments and AML policies.
∎ Alert senior management to any AML-related issues and enhance the bank's AML & CFT compliance standing.
∎ Oversee and manage PEP screenings, STR, CTR, SAR, KYC diligence, sanctions, and independent testing procedures as per regulatory directives.
∎ Conduct ongoing monitoring of transactions to identify and address irregular and suspicious activities promptly.
∎ Implement corrective actions swiftly to rectify internal or regulatory-identified deficiencies.
∎ Provide accurate and timely management, regulatory statements, and reports.
∎ Furnish the necessary information to regulatory bodies and internal management as requested.
∎ Organize and conduct AML training, workshops, and seminars to enhance awareness and capacity among staff and BAMLCOs.
∎ Continuously monitor BAMLCO activities and perform branch visits and inspections to ensure AML & CFT compliance.
∎ Maintain effective communication and collaboration with regulatory authorities.
∎ Manage and respond to suspicious transaction reports (STRs), cash transaction reports (CTRs), and regulatory inquiries promptly.
∎ Approve financial and non-financial system entries, such as deposit product setups and payment transfers.
∎ Act as the custodian of deposit account opening files within a centralized operational framework.
∎ Provide accurate and timely responses to goAML and other regulatory inquiries.
Skills & Expertise:
Compensation & Other Benefits:
∎ Mobile bill, Medical allowance, Provident fund, Weekly 2 holidays, Insurance, Gratuity
∎ Salary Review: Yearly
∎ Lunch Facilities: Full Subsidize
∎ Festival Bonus: 2
∎ Pick-up and drop-off facility
∎ As per company policy and procedures
∎ Pick-up and drop-off facility
∎ As per company policy and procedures
Workplace:
∎ Work at office
Employment Status: Full Time
Job Location: Dhaka (Banani)
Job Highlights:
∎ Seeking a retired defense or police member as a compliance & regulatory officer to ensure regulatory adherence, mitigate legal risks, conduct investigations, collaborate with law enforcement, and implement compliance strategies.
Read Before Apply:
Ready to become part of the TallyKhata family? Send us your resume and a cover letter detailing why you are the ideal candidate! We prioritize diversity and are committed to equal opportunities for all.
Apply Procedure:
Email your CV:
∎ Send your CV to the given email [email protected] or Email your CV from My Bdjobs account
Company Information:
∎ TallyKhata
Application Deadline: 11 Jul 2024
Category: General Management/Admin
Source: bdjobs.com
Similar Jobs
Front Desk Executive (Receptionist)
Assistant (Store), FMCG
Executive (Store), FMCG
Deputy Manager/ Manager, Admin, HCMP
Receptionist/Front Desk Officer
Asst. Executive/Executive (Operation) Transport, Sector-C
Executive (Assistant to DMS and ADMS)-Hospital Administration & Operation
Fire & Safety Officer
Fire Safety Executive
Admin Factory Manager
ছোট কভার গাড়ির ড্রাইভার
Country Manager
Jr. Admin Officer
Officer/ Sr. Officer- Administration (Factory)
Managing Director and CEO
Business Secretary to the Chairman, NUBT
ক্যান্টিন ইনচার্জ (ফ্যাক্টরী)
Transport Officer
অফিস এস্কিকিউটিভ (মেয়ে)
Office Receptionist (Front Desk)
Sr. Officer / Supervisor
C&F Manager (Operation)
Head of Operations and Admin
Operations Officer
Executive-Admin & Training (Cabin Safety & Service Department)
Sourcing Coordinator
Compliance & Regulatory Manager
Residence Supervisor
Chief Corporate Officer-Planning & Development
AGM - IE & Planning
Deputy Assistant Manager- Estate
Executive - Admin & HR Administration
Admin Officer
Manager (Transport & Logistics)
In-charge, Security
Executive - Administration (For Corporate)
Admin Officer/ Accounts Officer (Front Desk)
Chief Marketing Officer & General Manager - Sales & Marketing
General Manager - Admin & Security
Officer - Sales & Marketing
Facebook Group